FINRA Series63 dumps - in .pdf

Series63 pdf
  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • PDF Price: $51.98

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  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • PDF Version + PC Test Engine + Online Test Engine
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FINRA Series63 dumps - Testing Engine

Series63 Testing Engine
  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • Software Price: $51.98
  • Testing Engine

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NEW QUESTION: 1
TCP / IP model and OSI reference model, the difference is that TCP / IP to the OSI model () are included in the application layer.
A. transport layer, presentation layer
B. presentation layer, application layer
C. session layer, presentation layer
D. transport layer, session layer
Answer: C

NEW QUESTION: 2
A risk management function is best organized as:
A. reporting directly to the traders, as to be closest to the point at which risks are being taken
B. integrated with the risk taking functions as risk management should be a pervasive activity carried out at all levels of the organization.
C. a part of the trading desks and other risk taking teams
D. report independently of the risk taking functions
Answer: D
Explanation:
Explanation
The point that this question is trying to emphasize is the independence of the risk management function. The risk function should be segregated from the risk taking functions as to maintain independence and objectivity.
Choice 'd', Choice 'c' and Choice 'a' run contrary to this requirement of independence, and are therefore not correct. The risk function should report directly to senior levels, for example directly to the audit committee, and not be a part of the risk taking functions.

NEW QUESTION: 3
Which input provides suppliers with a clear set of goals, requirements, and outcomes?
A. Source selection criteria
B. Purchase order
C. Procurement statement of work
D. Bidder conference
Answer: C

NEW QUESTION: 4
一部のアプリケーションデータを11.2.0.4オンプレミスデータベースから12.2 OCI DBシステムに移動するには、RMANトランスポートテーブルスペースの使用が最良のオプションであると判断しました。
ソースシステムで実行する必要がある最初のステップの正しい選択は何ですか?
A. Data Pumpを呼び出して、トランスポートダンプファイルを生成します。
B. 転送するテーブルスペースのバックアップセットを作成します。
C. BACKUP FOR TRANSPORT ... PLUGGABLE DATABASEコマンドを使用して、PDB全体を転送します。
D. BACKUP FOR TRANSPORTコンマを使用して、転送されるテーブルスペースをDATAPUMP句とともにバックアップし、テーブルスペースを宛先データベースに接続するために必要なメタデータを生成します。
Answer: B
Explanation:
https://docs.cloud.oracle.com/en-us/iaas/Content/Database/Tasks/mig-rman-transp-tablespace.htm

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