FINRA Series63 dumps - in .pdf

Series63 pdf
  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • PDF Price: $51.98

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  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
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FINRA Series63 dumps - Testing Engine

Series63 Testing Engine
  • Exam Code: Series63
  • Exam Name: Uniform Securities Agent State Law Examination
  • Version: V17.95
  • Q & A: 400 Questions and Answers
  • Software Price: $51.98
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NEW QUESTION: 1
Which configuration tells a switch port to send Cisco Discovery protocol packets that configure an attached Cisco IP phone to trust tagged traffic that is received from a device that is connected to the access port on the Cisco IP phone?
A)

B)

C)

D)

A. Option C
B. Option D
C. Option A
D. Option B
Answer: D

NEW QUESTION: 2
You are a manager for a large international bank and periodically move employees between positions in your department. What is this process called?
A. Job Rotation
B. Separation of Duties
C. Dual Control
D. Mandatory Rotations
Answer: A
Explanation:
Discussion: If a single employee were permitted to stay in one critical position for an
extended period of time without close oversight he or she could carry out fraud undetected.
For this reason it is important to rotate employees between jobs. Another good reason is to get
employees experienced on their colleagues' jobs. This way, if an employee were for some reason
unavailable to work, their position could be covered.
The following answers are incorrect:
Separation of Duties: This is similar to Job Rotation because critical functions are divided up
between employees to avoid and detect fraud. It is incorrect because with Job Rotation, people
move between positions to detect fraud or even get better at each position to provide some
resiliency for the organization. Separation of Duties is more a preventative measure.
Mandatory Rotations: This is incorrect because of the terminology. There are terms called
Mandatory Vacations and Job Rotation but not mandatory rotations. Be familiar with these terms
before trying to pass the exam.
Dual Control: This term describes how a manager would require employees to work together (two
or more) on critical actions so that no single employee can cause catastrophic damage. This isn't
the correct answer but it is very similar to Job Rotation where an employee rotates between job
duties. Dual Control requires employees to work together on critical tasks in hopes of limiting
collusion to commit fraud.
The following reference(s) was used to create this question:
Gregg, Michael; Haines, Billy (2012-02-16). CASP: CompTIA Advanced Security Practitioner
Study Guide Authorized Courseware: Exam CAS-001 (p. 245). Wiley. Kindle Edition.

NEW QUESTION: 3
Which statement is true regarding the diagram below?

A. If C completes and flows to the Join, D will not wait for A and B.
B. If A and B are complete and C routes to E, D will be not be invoked.
C. D and E will never run in parallel.
D. When C is complete, depending on the data, E can be invoked immediately no matter what the status is of A or B.
Answer: C

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