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NEW QUESTION: 1
世界中の政府機関が、AML / CFTコンプライアンスへのリスクベースのアプローチが望ましい規範的手段であると考えるのはなぜですか？
A. より柔軟で、効果的で、比例している
B. 審査官は主観的な批判をする方が簡単です
C. 従わなければならない厳格なルールを作成できます
D. 高リスクの顧客のみに注意を向けることができます。
Answer: A

NEW QUESTION: 2
Tee Ltd has contracted to use Vee Ltd's "Grand Hotel" for a business conference. Which of the following would not be regarded as a valid excuse for Vee Ltd for the unavailability of the hotel on the agreed date?
(i) The hotel was closed due to flood damage.
(ii) The hotel was double booked.
(iii) The hotel manager had arranged to have the hotel redecorated; the decorators had failed to complete the work by the agreed date.
A. (ii) and (iii) only
B. (i), (ii) and (iii)
C. (iii) only
D. (i) only
Answer: A

NEW QUESTION: 3
Which of the following is a chronological record of system activities to enable the reconstruction and examination of the sequence of events and/or changes in an event?
A. Detective controls
B. Audit trail
C. Corrective controls
D. Security audit
Answer: B