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  • Exam Code: ISO-IEC-27001-Lead-Auditor
  • Exam Name: PECB Certified ISO/IEC 27001 Lead Auditor exam
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  • Exam Code: ISO-IEC-27001-Lead-Auditor
  • Exam Name: PECB Certified ISO/IEC 27001 Lead Auditor exam
  • Version: V17.95
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  • Exam Code: ISO-IEC-27001-Lead-Auditor
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NEW QUESTION: 1
Which of the following algorithms would be used to provide non-repudiation of a file transmission?
A. RSA
B. SHA
C. AES
D. MD5
Answer: D
Explanation:
Explanation
Non-repudiation is the ability to prove that the file uploaded and the file downloaded are identical.
Non-repudiation is an essential part of any secure file transfer solution End-to-end file non-repudiation is the ability to prove who uploaded a specific file, who downloaded it, and that the file uploaded and the file downloaded are identical. It is a security best practice and required by Federal Information Security Management Act (FISMA), Gramm-Leach-Bliley Act (GLBA), Health Insurance Portability and Accounta-bility Act (HIPAA), Sarbanes-Oxley Act (SOX), and others.
The ability to provide end-to-end file non-repudiation is an essential part of any secure file transfer solution because it provides the following benefits.
* Guarantees the integrity of the data being transferred
* Plays a valuable forensic role if a dispute arises about the file
* Provides a capability that is required for Guaranteed Delivery
Providing end-to-end file non-repudiation requires using a secure file transfer server that can perform all of the following activities:
* Authenticate each user who uploads or downloads a file
* Check the integrity of each file when uploaded and downloaded
* Compare the server and client-generated integrity check results
* Associate and log the authentication and check results
The cryptographically valid SHA1 and MD5 algorithms are widely used to do file integrity checking. SHA1 is the stronger of these, and is approved for file integrity checking under US Federal Information Processing Standard FIPS 140-2. MOVEit secure file transfer server and MOVEit Automation MFT automation server each have built-in FIPS 140-2 validated cryptographic modules that include the SHA1 and MD5 algorithms, which they use for file integrity checking.

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A campus wireless LAN deployment using the converged access model must external to 500 access points.
Seamless roaming must be supported through the network.
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B. single stack of catalyst 3850 series switches can be used to supported the desired access point conunt.
C. If a Cisco 2504 wireless controller is used, It acts as a mobility agent.
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E. If a Cisco 5760 wireless controller is used, it acts as a mobility controller.
F. One or more discard controllers must be used to support the desired access point count.
Answer: C,D,F

NEW QUESTION: 3
John Green, CFA, is a sell-side technology analyst at Federal Securities, a large global investment banking and advisory firm. In many of his recent conversations with executives at the firms he researches, Green has heard disturbing news. Most of these firms are lowering sales estimates for the coming year. However, the stock prices have been stable despite management's widely disseminated sales warnings. Green is preparing his quarterly industry analysis and decides to seek further input. He calls Alan Volk, CFA, a close friend who runs the Initial Public Offering section of the investment banking department of Federal Securities.
Volk tells Green he has seen no slowing of demand for technology IPOs. "We've got three new issues due out next week, and two of them are well oversubscribed." Green knows that Volk's department handled over 200 IPOs last year, so he is confident that Volk's opinion is reliable. Green prepares his industry report, which is favorable. Among other conclusions, the report states that "the future is still bright, based on the fact that 67% of technology IPOs are oversubscribed." Privately, Green recommends to Federal portfolio managers that they begin selling all existing technology issues, which have "stagnated," and buy the IPOs in their place.
After carefully evaluating Federal's largest institutional client's portfolio, Green contacts the client and recommends selling all of his existing technology stocks and buying two of the upcoming IPOs, similar to the recommendation given to Federal's portfolio managers. Green's research has allowed him to conclude that only these two IPOs would be appropriate for this particular client's portfolio. Investing in these IPOs and selling the current technology holdings would, according to Green, "double the returns that your portfolio experienced last year." Federal Securities has recently hired Dirks Bentley, a CFA candidate who has passed Level 2 and is currently preparing to take the Level 3 CFA® exam, to reorganize Federal's compliance department.
Bentley tells Green that he may be subject to CFA Institute sanctions due to inappropriate contact between analysts and investment bankers within Federal Securities. Bentley has recommended that Green implement a firewall to rectify the situation and has outlined the key characteristics for such a system.
Bentley's suggestions are as follows:
1. Any communication between the departments of Federal Securities must be channeled through the compliance department for review and eventual delivery. The firm must create and maintain watch, restricted, and rumor lists to be used in the review of employee trading.
2. All beneficial ownership, whether direct or indirect, of recommended securities must be disclosed in writing.
3. The firm must increase the level of review or restriction of proprietary trading activities during periods in which the firm has knowledge of information that is both material and nonpublic.
Bentley has identified two of Green's analysts, neither of whom have non-compete contracts, who are preparing to leave Federal Securities and go into competition. The first employee, James Ybarra, CFA, has agreed to take a position with one of Federal's direct competitors. Ybarra has contacted existing Federal clients using a client list he created with public records. None of the contacted clients have agreed to move their accounts as Ybarra has requested. The second employee, Martha Cliff, CFA, has registered the name Cliff Investment Consulting (CIC), which she plans to use for her independent consulting business.
For the new business venture, Cliff has developed and professionally printed marketing literature that compares the new firm's services to that of Federal Securities and highlights the significant cost savings that will be realized by switching to CIC. After she leaves Federal, Cliff plans to target many of the same prospects that Federal Securities is targeting, using an address list she purchased from a third-party vendor. Bentley decides to call a meeting with Green to discuss his findings.
After discussing the departing analysts. Green asks Bentley how to best handle the disclosure of the following items: (1) although not currently a board member. Green has served in the past on the board of directors of a company he researches and expects that he will do so again in the near future; and (2) Green recently inherited put options on a company for which he has an outstanding buy recommendation.
Bentley is contemplating his response to Green.
According to Standard 11(A) Material Nonpublic Information, when Green contacted Volk, he:
A. violated of CFA Institute Standards unless the contact was disclosed to his clients.
B. did not violate CFA Institute Standards since he was conducting a legitimate research activity.
C. violated CFA Institute Standards.
Answer: B
Explanation:
Explanation/Reference:
Explanation:
There is no evidence co suggest that the contact was inappropriate. Green is crying co gauge investor sentiment relative to technology stocks. While a fire wall within the firm would be advisable, since no company-specific information was exchanged, the contact was relatively harmless. Also, there is no violation of Standard 11(A) Material Nonpublic Information because there was no inside information discussed. (Study Session 1, LOS 2.a)

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